REA CPD - AML Due Diligence

[CPDE-AMLDD]

Price: $ 29.95+GST

REA Verified Continuing Professional Development Elective 2 hour course on AML Due Diligence

Table of Contents

Table of Contents

Real Estate CPD – AML Due Diligence, covers the following information:

• Learning outcomes
• Introduction
• What is Customer Due Diligence (CDD)?
• Who does the agency have to conduct CDD on?
• Undertaking CDD on a new client
• What is required to identify the client and other relevant people?
• Determining ownership and structure
• Identification and verification of documentation
• Verifying documentary evidence
• Electronic verification of name, date of birth and address
• Verifying a client’s address
• Checking the validity of documents provided
• Checking identity documents
• Checking proof of address documents
• Statement to confirm validity
• Approaching the need for additional information
• Reporting to authorities
• Summary of the AML/CFT responsibilities of the agency

Appendix 1: Information required to identify the client(s)

Appendix 2: Required documents for verification/certification of identity